What is the Recognition and Accreditation of CWM^® Certification?

Chartered Wealth Management® Designation is widely accredited Globally by different prestigious Government Bodies and Global Accreditation Organizations.

In India Chartered Wealth Manager® is accredited by National Institute of Securities Market (NISM) under the Securities and Exchange Board of India (SEBI) Investment Advisor Regulations 2013 under Clause 7 (2).

What does Accreditation by NISM under SEBI Investment Advisor Regulations mean?

The Securities and Exchange Board of India has promulgated the Investment Advisor Regulations 2013 under which any person or corporate giving “Investment Advise” for consideration needs to register themselves with SEBI.

SEBI has also mandated some minimum educational requirements to be fulfilled by these entities. These individuals and members of the corporate entity need to be certified by:

National Institute of Securities Market which requires that the applicant to clear 2 Exams Investment Advisor Certification Exam 1 (IACE1) and Investment Advisor Certification Exam 2 (IACE 2)

OR

Any Certification by any organization accredited by NISM under these Regulations

The Chartered Wealth Manager^® is accredited by NISM under this provision this means that any CWM^® Charter Holder need not clear IACE 1 or IACE 2 examination and can directly apply for registration to SEBI based on the CWM^® Charter.

This accreditation is the testimonial to the Holistic Curriculum and Reverence of the CWM^® Certification by Regulatory Bodies across the Globe.

IMPORTANT POINTS ABOUT CWM^® ACCREDITATION BY NISM UNDER SEBI REGISTERED INVESTMENT ADVISOR

Please note that only candidates appearing through compulsory pathway i.e clearing both level 1 and level 2 examinations can use the CWM^® Certification to meet the academic requirements of SEBI RIA Regulations 2013 under NISM Approved Certifications for SEBI RIA REGULATIONS.

Also, if a candidate uses the CWM^® Certification to meet the academic requirements of SEBI RIA Regulations 2013 under NISM Approved Certifications for SEBI RIA REGULATIONS then they need to renew the CWM^® Certification after every 3 year by re-appearing for both level 1 and level 2 examinations.

For more details on SEBI Investment Advisor Regulations 2013 Click Here

CWM Accreditation by NISM Under SEBI Investment Adviser Regulations: Click Here